Optimal Operation Strategies and Performance Analysis of Photovoltaic-Energy Storage Battery Systems for Single-Family Residences Under Diverse Electricity Pricing Models

1. Introduction

The integration of photovoltaic (PV) systems with energy storage batteries has emerged as a critical solution for enhancing energy self-sufficiency and reducing reliance on traditional power grids. In single-family residences, the operational efficiency of PV-energy storage battery systems is heavily influenced by electricity pricing models, such as tiered pricing and time-of-use (TOU) tariffs. This study investigates optimal operation strategies for residential PV-energy storage systems under these pricing schemes and evaluates their economic and technical performance through numerical simulations.

2. System Modeling

2.1 Power Balance Equations

The energy flow in a PV-energy storage battery system follows these power balance principles:

$$ P_L = P_{pv2L} + P_{b2L} + P_{gim} $$
$$ P_{pv} = P_{pv2L} + P_{pv2b} + P_{gex} $$

where \( P_L \) is the residential load, \( P_{pv2L} \) and \( P_{b2L} \) represent power supplied by PV and energy storage batteries, respectively, and \( P_{gim}/P_{gex} \) denote grid import/export power.

2.2 Energy Storage Battery Model

The state-of-charge (SOC) dynamics of the energy storage battery are governed by:

$$ E_{t+\Delta t}^{ES} = E_t^{ES} + \left( \xi P_{ES,ch} \eta_{ch}^{ES} – \frac{(1-\xi) P_{ES,dis}}{\eta_{dis}^{ES}} \right) \Delta t $$

with constraints:

$$ SOC_{min}X_{ES} \leq E_t^{ES} \leq SOC_{max}X_{ES} $$

where \( X_{ES} \) is the battery capacity, and \( \eta_{ch}^{ES}/\eta_{dis}^{ES} \) represent charge/discharge efficiencies (0.9).

3. Electricity Pricing Mechanisms

Pricing Model Time Period Rate (CNY/kWh)
Tiered Pricing 1-240 kWh/month 0.4883
241-400 kWh/month 0.5383
>400 kWh/month 0.7883
TOU Pricing Peak (07:00-09:00, 17:00-23:00) 0.807
Off-peak (02:00-04:00, 11:00-17:00) 0.269
Standard (Other hours) 0.538

4. Operation Strategies

4.1 Conventional Operation Mode (Tiered Pricing)

Prioritizes self-consumption of PV generation with energy storage battery dispatch sequence:

  1. Direct PV-to-load supply
  2. Excess PV charges energy storage battery
  3. Grid import when PV/battery insufficient

4.2 Hybrid Operation Mode (TOU Pricing)

Combines self-consumption optimization with strategic battery charging during off-peak periods:

$$ \text{Charge Strategy} = \begin{cases}
\max(P_{pv2b}, P_{grid2b}) & \text{if off-peak} \\
\text{Conventional mode} & \text{otherwise}
\end{cases} $$

5. Performance Metrics

5.1 Economic Analysis

Net Present Value (NPV) calculation:

$$ NPV = \sum_{y=1}^{25} \frac{R_y – C_{O\&M,y}}{(1 + dr)^{y-1}} – Inv $$

where \( Inv = U_{batt}X_{ES} + U_{PV}C_{PV} \), with battery costs ranging 1,000-2,500 CNY/kWh.

5.2 Technical Performance

Self-consumption rate (\( \phi_{sc} \)):

$$ \phi_{sc} = \frac{\int_{t_1}^{t_2} \min(L(t), P(t)+S(t))dt}{\int_{t_1}^{t_2} P(t)dt} $$

6. Results and Discussion

6.1 Self-Consumption Analysis

PV Capacity (kWp) SC (No Battery) SC (10kWh Battery)
4 85% 97%
8 67% 89%
12 50% 78%

6.2 Economic Viability

Optimal energy storage battery capacities for different cost scenarios:

Battery Cost (CNY/kWh) Optimal Capacity (kWh) Max NPV (kCNY)
2,500 0 42.1
1,500 3.2 58.7
1,000 6.5 74.3

7. Conclusion

The study demonstrates that energy storage battery integration significantly improves PV self-consumption rates (15-30% increase) while achieving positive NPV across most scenarios. For tiered pricing systems, smaller batteries (3-5kWh) provide optimal returns, whereas TOU pricing enables larger battery deployments (6-8kWh) through strategic off-peak charging. The results emphasize the critical role of energy storage battery systems in maximizing residential PV benefits under evolving electricity market structures.

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