As the demand for sustainable energy storage solutions grows, sodium-ion batteries have emerged as a promising alternative to lithium-ion batteries due to the abundance and low cost of sodium resources. In sodium-ion battery systems, the cathode material plays a critical role in determining overall performance, and among various candidates, layered metal oxides (NaxMO2) stand out for their high theoretical capacity, non-toxicity, and good rate capability. Specifically, the sodium-rich O3-type layered oxides offer advantages such as high initial charge capacity and ease of synthesis, making them one of the most attractive cathode materials for sodium-ion batteries. However, several challenges hinder their commercialization, including irreversible phase transitions, low energy density, and poor air stability. In this article, we comprehensively review the recent advances in modification strategies for O3-phase layered cathode materials, aiming to provide insights for future development in sodium-ion battery technology.
The sodium-ion battery field has gained significant attention as researchers seek to replicate the success of lithium-ion batteries while leveraging sodium’s natural abundance. The cathode material is pivotal because it directly influences capacity, voltage, and cycling life. O3-type layered oxides, characterized by sodium ions occupying octahedral sites in a close-packed oxygen lattice, provide a high sodium content, which translates to substantial reversible capacity. Yet, during sodium ion insertion and extraction, these materials often suffer from complex phase transformations that degrade structural integrity. For instance, the O3 to P3 phase transition at high voltages can lead to irreversible changes, reducing Na+ diffusion kinetics and causing capacity fade. Additionally, the larger ionic radius of Na+ (1.02 Å) compared to Li+ (0.76 Å) results in slower ion mobility, limiting energy density. Air instability further complicates processing and storage, as moisture and CO2 can react with the material, forming insulating species like NaOH and Na2CO3. Thus, addressing these issues is crucial for advancing sodium-ion battery applications.

To achieve high-performance O3-phase cathode materials, synthesis methods play a foundational role. We compare three common approaches: solid-state, co-precipitation, and sol-gel methods. The solid-state method involves ball-milling raw materials followed by high-temperature calcination; it is simple and cost-effective but often yields products with inhomogeneous atomic mixing. For example, in synthesizing NaNi2/3Mn1/6Fe1/6O2 via solid-state reaction at 850°C, a well-crystallized O3 phase with hexagonal platelet morphology is obtained, delivering an initial discharge capacity of 226 mAh g-1 at 0.2 C. However, this method may struggle with precise stoichiometric control. In contrast, the co-precipitation method, which precipitates metal cations in an inert atmosphere to form uniform precursors, offers better homogeneity and controllable particle size, though it requires careful pH and temperature regulation. The sol-gel method utilizes hydrolysis and condensation reactions to produce molecularly mixed precursors, resulting in highly homogeneous materials ideal for lab-scale studies but with longer processing times unsuited for mass production. Each method has its trade-offs, and selecting the appropriate one depends on the target properties for sodium-ion battery cathodes.
Modification strategies are essential to overcome the inherent limitations of O3-phase layered oxides. We categorize these into doping, coating, structural design, and high-entropy design, each with distinct mechanisms to enhance electrochemical performance in sodium-ion batteries.
Doping modification involves introducing foreign elements into the host lattice to stabilize structure and improve ionic conductivity. Single doping with electrochemically active or inert elements can suppress Na+ vacancy ordering and phase transitions. For instance, Al doping in Na(Ni1/3Mn1/3Fe1/3)0.95Al0.05O2 mitigates Jahn-Teller distortion, enhancing cycling stability with a capacity retention of 77.5% after 80 cycles at 0.2 C. Similarly, Co doping in Na[Ni1/2Co1/6Sb1/3]O2 reduces lattice changes, boosting rate capability. Co-doping, such as Fe/Mg in NaNi0.35Fe0.2Mg0.05Mn0.4O2, combines benefits: Fe3+ expands transition metal layers for electron delocalization, while inactive Mg2+ stabilizes the structure, yielding 129.4 mAh g-1 initial discharge capacity and 86% retention after 150 cycles at 0.1 C. Another example is Mo/F co-doping in Na(Ni1/3Fe1/3Mn1/3)0.99Mo0.01O1.99F0.01, which accelerates Na+ diffusion and improves structural stability. These doping approaches are pivotal for advancing sodium-ion battery cathodes.
To quantify the effects of various doping elements, we summarize key performance metrics in Table 1. This table compares different doped O3-phase materials, highlighting initial capacities, cycling stability, and retention rates—critical parameters for evaluating sodium-ion battery cathodes.
| Material | Doping Element | Initial Capacity (mAh g-1) | Cycles | Capacity Retention (%) |
|---|---|---|---|---|
| Na(Ni1/3Mn1/3Fe1/3)0.95Al0.05O2 | Al | 145.4 (0.1 C) | 80 (0.2 C) | 77.5 |
| Na[Ni1/2Co1/6Sb1/3]O2 | Co | 79.8 (2 C) | 1000 (2 C) | 72.5 |
| NaNi0.475Mn0.475Mo0.05O2 | Mo | 154 (0.05 C) | 20 (0.05 C) | 41 |
| NaNi0.35Fe0.2Mg0.05Mn0.4O2 | Fe/Mg | 129.4 (0.1 C) | 150 (0.1 C) | 86 |
| Na(Ni1/3Fe1/3Mn1/3)0.99Mo0.01O1.99F0.01 | Mo/F | 137 (1 C) | 100 (1 C) | 91.97 |
Coating modification involves applying protective layers on particle surfaces to prevent direct contact with electrolytes and enhance interfacial stability. Common coatings include ZrO2, B2O3, and AlF3, but these may hinder ion conductivity. A novel approach uses NaPO3 coating via a solid-gas reaction on O3-type NaNi1/3Fe1/3Mn1/3O2. This coating acts as a defensive barrier against corrosive electrolytes while promoting Na+ conduction. The coated cathode exhibits improved cycling stability with 80.1% retention after 150 cycles at 1 C, compared to 63.6% for the uncoated material, and delivers 103 mAh g-1 at 10 C. Such coatings are vital for extending the lifespan of sodium-ion battery cathodes. Another example is Na3Zr2Si2PO12 (NZSP) coating synthesized via sol-gel, which enhances interface stability and accelerates Na+ diffusion. We can model the protective effect using a simplified equation for ion diffusion through a coating layer:
$$ J = -D \frac{\partial C}{\partial x} $$
where \( J \) is the flux of Na+ ions, \( D \) is the diffusion coefficient, and \( \frac{\partial C}{\partial x} \) is the concentration gradient. A well-designed coating maximizes \( D \) while minimizing side reactions, crucial for sodium-ion battery performance.
Structural design focuses on optimizing crystal morphology and phase composition to enhance stability and capacity. For instance, constructing P2/O3 biphasic structures can combine the advantages of both phases: the P2 phase offers fast Na+ diffusion, while the O3 phase provides high sodium content. A material like Na0.8Mn0.55Ni0.25Fe0.1Ti0.1O2 exhibits an initial discharge capacity of 153 mAh g-1 and 81.7% retention after 100 cycles at 0.5 C, outperforming single-phase counterparts. Another innovative design is Na0.67Li0.11Fe0.36Mn0.36Ti0.17O2, where Li/Ti co-substitution induces a P2/O3 intergrown structure that inhibits layer sliding and promotes anion redox activity, achieving 235 mAh g-1 capacity and 85.4% retention after 100 cycles at 2 C. These designs underscore the importance of tailored architectures in sodium-ion battery cathodes.
High-entropy design is an emerging strategy that incorporates multiple metal elements into a single crystal structure to increase configurational entropy, thereby enhancing structural stability and electrochemical performance. High-entropy oxides (HEOs) typically contain five or more metal species, which dilute inactive elements and reduce phase transitions. For example, an O3-type Co-free layered oxyfluoride cathode, Na0.9Li0.1Ni2+0.4Fe3+0.2Mn2+0.4Ti4+0.04Mn4+0.04Mg2+0.02O1.9F0.1, utilizes six transition metals to maintain redox activity while stabilizing the lattice with Mg and Li. It delivers 109 mAh g-1 initial capacity and 90% retention after 200 cycles at 0.5 C. Another HEO, NaNi0.25Mg0.05Cu0.1Fe0.2Mn0.2Ti0.1Sn0.1O2 (HEO424), employs Cu2+ for charge compensation and Ti4+/Sn4+ for structural integrity, achieving 130.8 mAh g-1 capacity and 75% retention after 500 cycles at 0.1 C. The high-entropy concept can be expressed using the entropy formula:
$$ \Delta S_{config} = -R \sum_{i=1}^{n} x_i \ln x_i $$
where \( \Delta S_{config} \) is the configurational entropy, \( R \) is the gas constant, \( x_i \) is the mole fraction of element \( i \), and \( n \) is the number of elements. Higher entropy stabilizes the phase against degradation, a key advantage for sodium-ion battery cathodes.
We further analyze the performance of various modification strategies in Table 2, which compares different O3-phase materials based on their methods, capacities, and cycling data. This table highlights how each approach contributes to advancing sodium-ion battery technology.
| Modification Strategy | Example Material | Initial Capacity (mAh g-1) | Cycle Life | Key Improvement |
|---|---|---|---|---|
| Single Doping | Na(Ni1/3Mn1/3Fe1/3)0.95Al0.05O2 | 145.4 | 80 cycles | Enhanced structural stability |
| Co-doping | NaNi0.35Fe0.2Mg0.05Mn0.4O2 | 129.4 | 150 cycles | Suppressed phase transitions |
| Coating | NaPO3-coated NaNi1/3Fe1/3Mn1/3O2 | 103 (10 C) | 150 cycles | Improved interface stability |
| Structural Design | Na0.8Mn0.55Ni0.25Fe0.1Ti0.1O2 (P2/O3 biphasic) | 153 | 100 cycles | High capacity and stability |
| High-Entropy Design | NaNi0.25Mg0.05Cu0.1Fe0.2Mn0.2Ti0.1Sn0.1O2 | 130.8 | 500 cycles | Superior cycling durability |
In addition to these strategies, we must consider the fundamental electrochemical principles governing sodium-ion battery operation. The capacity of a cathode material can be expressed as:
$$ C = \frac{nF}{3.6M} $$
where \( C \) is the specific capacity (mAh g-1), \( n \) is the number of electrons transferred per formula unit, \( F \) is Faraday’s constant (96485 C mol-1), and \( M \) is the molar mass (g mol-1). For O3-type NaxMO2, optimizing \( n \) and minimizing \( M \) through elemental selection are key to enhancing capacity. Furthermore, the voltage profile during charge/discharge is influenced by phase transitions, which can be modeled using thermodynamic equations. For instance, the Gibbs free energy change \( \Delta G \) for a phase transformation is given by:
$$ \Delta G = \Delta H – T\Delta S $$
where \( \Delta H \) is the enthalpy change, \( T \) is temperature, and \( \Delta S \) is entropy change. Modifications that reduce \( \Delta G \) for undesirable phases can stabilize the O3 structure, a critical goal for sodium-ion battery cathodes.
Looking ahead, the future of O3-phase layered cathode materials in sodium-ion batteries relies on integrating multiple modification approaches. For example, combining doping with coating could synergistically improve bulk and surface properties. Advanced characterization techniques, such as in-situ X-ray diffraction and transmission electron microscopy, will provide deeper insights into phase evolution and degradation mechanisms. Moreover, machine learning algorithms can aid in designing new compositions by predicting stable structures and electrochemical properties. We also emphasize the importance of scaling up synthesis methods for industrial applications, where cost-effectiveness and reproducibility are paramount. As research progresses, we anticipate breakthroughs in high-voltage stability and energy density, making sodium-ion batteries more competitive with lithium-ion systems.
In conclusion, O3-phase layered metal oxides hold great promise as cathode materials for sodium-ion batteries, but their practical implementation requires addressing challenges like irreversible phase transitions, low energy density, and air sensitivity. Through strategies such as doping, coating, structural design, and high-entropy engineering, significant improvements in capacity, cycling stability, and rate performance have been achieved. We have reviewed these advancements, highlighting how each method contributes to the overall goal of developing efficient and durable sodium-ion battery cathodes. Continued innovation in material science and engineering will undoubtedly propel sodium-ion battery technology toward widespread commercialization, supporting global efforts in renewable energy storage and sustainability.
