Control Strategy for Energy Storage Battery Bidirectional DC-DC Converters

Energy storage batteries play a pivotal role in modern power systems, particularly in renewable energy integration and grid stabilization. To address the challenge of phase current imbalance caused by inconsistent parasitic parameters in three-phase interleaved bidirectional Buck-Boost converters, this study proposes a sliding mode-predictive control (SMC-MPC) strategy. This method ensures rapid current sharing while maintaining high robustness and dynamic performance.

Converter Topology and Operating Principles

The three-phase interleaved bidirectional Buck-Boost converter, as shown in the figure, operates in two modes: Boost mode (energy transfer from battery to DC bus) and Buck mode (reverse energy flow). The voltage conversion relationships are expressed as:

Boost mode:
$$U_o = \frac{U_{in}}{1 – D_{Boost}}$$

Buck mode:
$$U_{in} = D_{Buck} \cdot U_o$$

Where $D_{Boost}$ and $D_{Buck}$ represent duty cycles in respective modes. The current ripple characteristics under different duty cycles are summarized in Table 1.

Operating Mode Duty Cycle Range Current Ripple Formula
Boost $0 < D_{Boost} < \frac{1}{3}$ $$\Delta i_L = \frac{U_o D_{Boost}(1 – 3D_{Boost})T_s}{L}$$
Boost $\frac{1}{3} \leq D_{Boost} \leq \frac{2}{3}$ $$\Delta i_L = \frac{U_o T_s(3D_{Boost} – 1)(2 – 3D_{Boost})}{3L}$$
Buck $0 < D_{Buck} < \frac{1}{3}$ $$\Delta i_L = \frac{U_o D_{Buck}(1 – 3D_{Buck})T_s}{L}$$

SMC-MPC Control Strategy

The proposed hierarchical control framework combines sliding mode control (SMC) for voltage regulation and model predictive control (MPC) for current sharing:

1. Voltage Outer Loop (SMC):
Define sliding surface using voltage error and integral terms:
$$S = \alpha_1(i_{ref} – i_L^{avg}) + \alpha_2(U_{ref} – U_o) + \alpha_3\int (U_{ref} – U_o)dt$$
where $\alpha_1$, $\alpha_2$, $\alpha_3$ are sliding coefficients.

2. Current Inner Loop (MPC):
Predictive model for $k+1$ sampling instant:
$$i_L(k+1) = i_L(k) + \frac{T_s}{L}[U_{in}(k) – (1 – D(k))U_o(k)]$$
Cost function minimization:
$$J = \lambda_1(i_L^{ref} – i_L(k+1))^2 + \lambda_2(U_o^{ref} – U_o(k+1))^2$$

Key Implementation Aspects

For energy storage battery applications, critical design parameters include:

Parameter Value Impact on Performance
Switching Frequency 20 kHz Higher frequencies reduce current ripple but increase switching losses
Inductor Tolerance <±5% Directly affects current sharing accuracy
Predictive Horizon 3 steps Balances computation load and dynamic response

The optimal duty cycle calculation for phase balancing:
$$D_{opt} = \frac{L[i_L^{ref} – i_L(k)] + T_sU_{in}(k)}{T_sU_o(k)} + \Delta D_{comp}$$
where $\Delta D_{comp}$ represents the compensation term for parameter mismatches.

Performance Comparison

Experimental verification using a 500W prototype demonstrates significant improvements over conventional PI-MPC control:

Metric SMC-MPC PI-MPC
Current Sharing Error 1.2% 4.5%
Voltage Regulation Time 2.1 ms 5.8 ms
Overshoot (Load Step) 3.8% 12.4%
THD (Full Load) 8.7% 15.2%

The enhanced performance stems from the combined advantages of SMC’s robustness and MPC’s fast dynamics. For energy storage battery systems requiring frequent charge/discharge cycles, this strategy effectively handles:

  • Nonlinear battery impedance variations
  • Parasitic parameter mismatches (up to 15% inductance tolerance)
  • Wide voltage conversion range (1:4 ratio)

Conclusion

This paper presents a novel SMC-MPC strategy for energy storage battery converters that achieves:

  1. Improved current sharing accuracy (≤2% imbalance)
  2. Enhanced dynamic response (63% faster than PI-MPC)
  3. Reduced output voltage ripple (42% reduction)

The methodology demonstrates excellent potential for large-scale energy storage systems requiring high reliability and fast response. Future work will focus on extending this approach to multi-port converters for hybrid energy storage applications.

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